Â鶹´«Ã½

     WeChat    Alert List

Intermediaries

Licensing

As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we:

  • grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Â鶹´«Ã½ and Futures Ordinance;
  • maintain a public register of licensed persons and registered institutions;
  • monitor the on-going compliance of licensing requirements by
    • licensees
    • substantial shareholders of licensed corporations
    • directors of licensed corporations and substantial shareholders; and
  • initiate policies on licensing issues.

Last update: 22 Jan 2020

We use cookies to improve the website performance and user experience. If you continue to use this website, you are agreeing to their uses. Learn more about our privacy policy.