麻豆传媒

1. Home
2. Regulatory functions
   • Corporates
     • Dual filing
     • Corporate disclosure
     • Takeovers and mergers
     • Unlisted shares, debentures
     • Circulars
     • Consultations and conclusions
     • FAQs
   • Intermediaries
     • Licensing
     • Supervision
   • Products
     • List of publicly offered investment products
     • List of ESG funds
     • Open-ended fund companies
     • Real estate investment trusts
     • Grant Scheme for Open-ended Fund Companies and Real Estate Investment Trusts
     • Circulars
     • Consultations and conclusions
     • Forms & checklists
     • FAQs
     • List of Eligible Collective Investment Schemes under the New Capital Investment Entrant Scheme (New CIES)
     • Quick Reference to FASTrack Applications
   • Markets
     • Market statistics and research
     • Approved or authorised entities
     • Short position reporting
     • OTC derivatives regulatory regime
     • Mainland-Hong Kong Stock Connect
     • Consultations and conclusions
     • FAQs
   • Enforcement
     • Disciplinary proceedings
     • Secrecy provisions
     • Enforcement actions
     • Have you seen these people?
     • Upcoming hearings calendar
     • Circulars
     • Consultations and conclusions
3. Products
   • List of publicly offered investment products
     • Specific information about unlisted structured investment products
     • Mutual recognition of funds arrangements
     • List of recognised jurisdiction schemes and inspection regimes
     • Products Key Facts Statements (KFS)
     • Format of Illustration Document for ILAS
     • Information Disclosure Templates for Investment Portfolios (Pooled Retirement Funds)
   • List of ESG funds
   • Open-ended fund companies
     • OFC Structure
     • Regulatory requirements
     • List of Registered OFCs
     • Post-registration matters
     • Useful materials
   • Real estate investment trusts
     • Circular
     • Consultations and conclusions
   • Grant Scheme for Open-ended Fund Companies and Real Estate Investment Trusts
   • Circulars
   • Consultations and conclusions
   • Forms & checklists
   • FAQs
   • List of Eligible Collective Investment Schemes under the New Capital Investment Entrant Scheme (New CIES)
   • Quick Reference to FASTrack Applications
4. Open-ended fund companies
   • OFC Structure
   • Regulatory requirements
   • List of Registered OFCs
   • Post-registration matters
   • Useful materials
5. List of Registered OFCs

Open-ended fund companies (OFCs) are subject to SFC registration. More information about OFCs is available here.

The list of registered OFCs is accessible via the List of Investment Products (for and ). It contains information about OFCs that have been registered by the SFC under section 112D or 112ZJB of the 麻豆传媒 and Futures Ordinance (SFO).

Points to note

Please note that it may take time for information received from the applicant to be posted to the repository. You can contact the relevant distributor for the latest information and updates on an OFC. You may also contact us at enquiry@sfc.hk if you cannot find a certain product on the list.

Latest updates on the registration and the cancellation of registration of open-ended fund companies under the SFO:

• Open-ended fund companies registered under section 112D or 112ZJB of the SFO during November 2024
• Open-ended fund companies whose registrations were cancelled under sections 112ZH and 112ZI of the SFO during November 2024

For the list of exemptions or waivers granted to OFCs or their sub-funds in relation to the annual report requirements under rule 151 of the 麻豆传媒 and Futures (Open-ended Fund Companies) Rules (OFC Rules) and 9.6 of the Code on Open-ended Fund Companies (OFC Code), please click here.

Last update: 12 Dec 2024