Ref.: SDINT
Duties & Responsibilities:
Reporting to the Executive Director, Intermediaries, the key responsibilities of the Senior Director are
- To manage the Intermediaries Supervision Department in accordance with the objectives of the Commission;
- To develop and implement regulatory policies and procedures for the effective supervision of intermediaries with particular focus on their conduct and financials;
- To maintain and enhance effective communication within the SFC as well as with the key external stakeholders such as market practitioners and domestic/overseas regulators; and
- To plan and develop people and other resources for the Intermediaries Supervision Department.
Requirements:
- University education with professional qualification in law, accounting or finance.
- In-depth knowledge of the operation and regulation of the securities and futures markets.
- A minimum of 15 years of senior executive experience in relevant sector including extensive experience in regulating intermediaries with a regulatory body.
- Strong resources management and planning skills, particularly as a team leader.
- Results-oriented with excellent conceptual, analytical, interpersonal, communication and presentation skills.
- Excellent command of written and spoken English and Chinese. Fluency in Putonghua an advantage.
Please quote the reference SDINT and apply by 1 November 2024 with details of qualifications, previous experience, current and expected salary to:
Mr Robert Speers, Heidrick & Struggles,
Suite 3005, One Pacific Place, 88 Queensway, Hong Kong ;
or by email to: sfc@heidrick.com
All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six weeks from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.
We are an EQUAL OPPORTUNITY EMPLOYER.
Last update: 30 Jan 2024