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Enforcement

Investigations by nature
Quarter ended
30/09/2024
Quarter ended
30/06/2024
Quarter ended
31/03/2024
Quarter ended
31/12/2023
Corporate disclosure 44 39 40 39
Corporate misgovernance 73 70 74 81
Insider dealing 33 31 26 26
Intermediary misconduct 180 179 168 156
Market manipulation 85 89 96 93
Unlicensed activities 53 53 41 40
Total 468 461 445 435




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