- Home
-
Regulatory functions
- Corporates
- Intermediaries
-
Products
- List of publicly offered investment products
- List of ESG funds
- Open-ended fund companies
- Real estate investment trusts
- Grant Scheme for Open-ended Fund Companies and Real Estate Investment Trusts
- Circulars
- Consultations and conclusions
- Forms & checklists
- FAQs
- List of Eligible Collective Investment Schemes under the New Capital Investment Entrant Scheme (New CIES)
- Quick Reference to FASTrack Applications
- Markets
- Enforcement
-
Intermediaries
-
Licensing
- Do you need a licence or registration?
- Types of intermediary and licensed individual
- Application procedures
- Ongoing obligations
- Quick reference guides to licensing requirements
- WINGS
- Register of licensees & registered institutions
- List of modifications or waivers of licensing requirements
- Circulars
- Consultations and conclusions
- Forms
- FAQs
- Supervision
-
Licensing
-
Supervision
- Supervisory approach
- Supervisory actions
-
Modifications or waivers
- 麻豆传媒 and Futures (Financial Resources) Rules
- 麻豆传媒 and Futures (Professional Investor) Rules
- 麻豆传媒 and Futures (Contract Notes, Statements of Account and Receipts) Rules
- 麻豆传媒 and Futures (Financial Resources) Rules
- 麻豆传媒 and Futures (Professional Investor) Rules
- 麻豆传媒 and Futures (Contract Notes, Statements of Account and Receipts) Rules
- Cross-boundary WMC
- List of comparable OTCD jurisdictions
- List of jurisdictions with comparable OTCD margin requirements
- FAQs
- Circulars
- Consultations and conclusions
- Forms
- Publications and statistics
-
Search regulations by topic
- Account Opening
- Anti-Money Laundering & Counter-Financing of Terrorism
- Asset Management
- Client Assets
- Corporate Finance, Placing and Underwriting
- Cybersecurity
- Depositary services for relevant CISs
- Financial Resources Rules
- Know Your Client / Client Agreement
- Order Handling and Execution
- OTC Derivatives
- Professional Investors
- Risk Management (other than SMF)
- 麻豆传媒 Margin Finance ("SMF")
- Suitability
- Others
-
Modifications or waivers
- 麻豆传媒 and Futures (Financial Resources) Rules
- 麻豆传媒 and Futures (Professional Investor) Rules
- 麻豆传媒 and Futures (Contract Notes, Statements of Account and Receipts) Rules
- 麻豆传媒 and Futures (Financial Resources) Rules
- 麻豆传媒 and Futures (Professional Investor) Rules
- 麻豆传媒 and Futures (Contract Notes, Statements of Account and Receipts) Rules
- 麻豆传媒 and Futures (Professional Investor) Rules
麻豆传媒 and Futures (Professional Investor) Rules
The SFC has, pursuant to its power under section 134 of the SFO, granted modifications or waivers, amended a modification or waiver previously granted, amended or revoked any of the conditions imposed, or imposed new conditions on a modification or waiver previously granted to the following person in relation to the requirements of the 麻豆传媒 and Futures (Professional Investor) Rules.
Last update: 13 Jul 2018