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Corporates

List of exempt principal traders (EPTs)
Name of Group Entities with EPT status
Bank of America Merrill Lynch
  • Merrill Lynch International
  • Bank of America, National Association
  • Merrill Lynch Far East Limited
  • Merrill Lynch Canada Inc
  • Merrill Lynch International & Co. C.V.
  • BofA Â鶹´«Ã½ Europe SA
  • BofA Â鶹´«Ã½, Inc.
  • BofA Â鶹´«Ã½ Prime, Inc.
 Bank of China Limited
  • BOCI Asia Limited
  • BOCI Â鶹´«Ã½ Limited
  • BOCI Financial Products Limited
Barclays PLC
  • Barclays Bank PLC
  • Barclays Capital Â鶹´«Ã½ Limited
  • Barclays Capital Inc.
  • Barclays Capital Asia Limited
  • Barclays Bank Ireland PLC
BNP Paribas
  • Global Equities Division of BNP Paribas Financial Markets
  • Global Markets Division of BNP Paribas SA
    (formerly known as Global Equities Division and the Fixed Income Division of BNP Paribas SA)
  • Global Equities Division of BNP Paribas Â鶹´«Ã½ (Asia) Limited
    (formerly known as Equities Cash Asia Division of BNP Paribas Â鶹´«Ã½ (Asia) Limited)
  • Global Equities Division of BNP Paribas Issuance B.V.
  • Wealth Management Division of BNP Paribas SA
  • Â鶹´«Ã½ Services Division of BNP Paribas SA
  • BNP Paribas Prime Brokerage International, Ltd
  • Global Markets Division of BNP Paribas Â鶹´«Ã½ Corporation
CICC Group
  • China International Capital Corporation Hong Kong Â鶹´«Ã½ Limited
  • CICC Financial Products Ltd.
  • CICC Financial Trading Limited
  • CICC Commodity Trading Limited
  • CICC Customer Trading Limited
  • CICC Wealth Investment Limited
  • China International Capital Corporation Limited
  • ÖнðÆÖ³ÉͶ×ÊÓÐÏÞ¹«Ë¾(CICC Pucheng Investment Co., Ltd.)
  • China CICC Wealth Management Â鶹´«Ã½ Company Limited
CITIC Â鶹´«Ã½ Company Limited

  • CLSA Limited
  • CLSA Global Markets Pte Limited
  • CLSA Singapore Pte Limited
  • CLSA Capital Limited
  • CITIC Â鶹´«Ã½ International Global Markets Limited
  • CITIC Â鶹´«Ã½ International Capital Management Limited
  • CSI Financial Products Limited
  • CITIC Â鶹´«Ã½ Brokerage (HK) Limited
  • CITIC Â鶹´«Ã½ Company Limited
  • CITIC Â鶹´«Ã½ Capital Management Company Limited

Citigroup
  • Citigroup Global Markets Limited
  • Citigroup Global Markets Inc.
  • Citicorp International Limited
  • Citibank, N.A.
  • Citigroup Global Markets Asia Limited
  • Citigroup Global Markets Hong Kong Limited
  • Citigroup Global Markets Europe AG
Daiwa Group
  • Daiwa Â鶹´«Ã½ Co. Ltd.
    (formerly known as Daiwa Â鶹´«Ã½ Capital Markets Co., Ltd.)
    (and further formerly known as Daiwa Â鶹´«Ã½ SMBC Co., Ltd.)
  • Daiwa Capital Markets Europe Limited
    (formerly known as The Derivatives, Fixed Income and Equity Divisions of Daiwa Â鶹´«Ã½ SMBC Europe Limited)
    (and further formerly known as Daiwa Â鶹´«Ã½ SMBC Europe Limited)
  • Daiwa Capital Markets Hong Kong Limited
    (formerly known as Daiwa Â鶹´«Ã½ SMBC Hong Kong Limited)
  • Daiwa Capital Markets Trading Hong Kong Limited
DBS Group
  • DBS Bank Ltd.
  • DBS Asia Capital Limited
  • DBS Bank (China) Limited
  • DBS Bank (Hong Kong) Limited
  • DBS Bank (Taiwan) Ltd
  • DBS Trustee Limited
  • PT Bank DBS Indonesia
  • DBS Vickers Â鶹´«Ã½ (Singapore) Pte Ltd
  • DBS Vickers (Hong Kong) Ltd
  • DBS Vickers Â鶹´«Ã½ (Thailand) Co Ltd
  • DBS Vickers Â鶹´«Ã½ (USA), Inc.
  • PT DBS Vickers Sekuritas Indonesia
  • DBS Â鶹´«Ã½ (Japan) Company Limited
  • DBS Bank India Limited
Deutsche Bank AG 
  • Deutsche Bank AG, Hong Kong Branch
  • Deutsche Bank AG, Singapore Branch
  • Deutsche Bank AG
  • Deutsche Bank AG, Frankfurt Branch
  • Deutsche Bank Â鶹´«Ã½ Inc.
  • Deutsche Bank Trust Company Americas
  • Deutsche Bank National Trust Company
  • Deutsche Bank Trust Company, National Association
  • Deutsche Bank AG, London Branch
  • Deutsche Bank (Suisse) S.A.
  • Deutsche Bank Luxembourg S.A.
  • DB UK Bank Limited 
  • Deutsche Bank AG, Brussels Branch
  • Deutsche Bank Sociedad Anónima Española Unipersonal
  • Deutsche Bank S.p.A
  • Deutsche Bank AG, Sydney Branch
Goldman Sachs
  • Goldman Sachs (Asia) L.L.C.
  • Goldman Sachs (Asia) Finance
  • Goldman Sachs International
  • Goldman Sachs & Co. LLC
  • Goldman Sachs Japan Co., Ltd.
  • Goldman Sachs Structured Products (Asia) Limited
  • Goldman Sachs (Asia) Â鶹´«Ã½ Limited
  • Goldman Sachs Bank Europe SE
  • Goldman Sachs (China) Â鶹´«Ã½ Company Limited 
    (formerly known as Goldman Sachs Gao Hua Â鶹´«Ã½ Company Limited)

HSBC Group

  • Global Markets of HSBC Bank plc
  • Global Markets of The Hongkong and Shanghai Banking Corporation Limited
  • Private Banking Division of The Hongkong and Shanghai Banking Corporation Limited
  • HSBC Broking Â鶹´«Ã½ (Asia) Limited
  • Hang Seng Bank Limited
JPMorgan Group
  • Global Equities Division (including Prime Finance) of JPMorgan Group
  • Agency Lending of JPMorgan Group
Macquarie Group
  • Macquarie Bank Limited
  • Macquarie Capital Limited
    (formerly, Macquarie Capital Â鶹´«Ã½ Limited)
  • Macquarie Capital Â鶹´«Ã½ (Singapore) Pte Limited
  • Macquarie Emerging Markets Asian Trading Pte. Limited
Morgan Stanley Group
  • Morgan Stanley Asia Limited
  • Morgan Stanley & Co., International plc
  • Morgan Stanley & Co. LLC
  • Morgan Stanley Hong Kong Â鶹´«Ã½ Limited
  • Morgan Stanley Capital Services LLC
  • Morgan Stanley Asia Â鶹´«Ã½ Products LLC
  • Morgan Stanley Asia Products Limited
  • Morgan Stanley B.V.
  • Morgan Stanley France S.A.
  • Morgan Stanley Europe S.E.
  • Morgan Stanley Bank, N.A.
Nomura Group
  • International Wealth Management Division of Nomura International (Hong Kong) Limited
  • Global Markets Division of Nomura International (Hong Kong) Limited
  • Nomura International plc
  • Nomura Singapore Limited
  • Nomura Financial Products & Services, Inc.
  • Nomura Â鶹´«Ã½ (Bermuda) Limited
  • Nomura International Funding Pte Ltd.
  • Nomura Financial Products Europe GmbH
  • Nomura Bank International plc
Standard Chartered Bank
  • Standard Chartered Bank
  • Standard Chartered Bank, Singapore Branch
  • Standard Chartered Bank (Hong Kong) Limited
  • Standard Chartered Â鶹´«Ã½ (Hong Kong) Limited
  • Standard Chartered Bank (Singapore) Limited
UBS Group AG
  • UBS AG (Hong Kong Branch, Singapore Branch, London Branch, Australian Branch and Zurich)
  • UBS Â鶹´«Ã½ LLC
  • UBS Switzerland AG
  • UBS Europe SE
  • UBS Â鶹´«Ã½ Hong Kong Limited 
  • Credit Suisse (Hong Kong) Limited
  • Credit Suisse Â鶹´«Ã½ (Hong Kong) Limited
  • Credit Suisse (Singapore) Limited
  • Credit Suisse International
  • Credit Suisse Â鶹´«Ã½ (USA) LLC

Last update: 10 Dec 2024

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