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获豁免自营买卖商名单(只供英文版本)
集团名称 获豁免自营买卖商资格的公司
Bank of America Merrill Lynch
  • Merrill Lynch International proprietary trading group
  • Bank of America, National Association
  • Merrill Lynch Far East Limited
  • Merrill Lynch Canada Inc
  • Merrill Lynch International & Co. C.V.
  • BofA 麻豆传媒 Europe SA
  • BofA 麻豆传媒, Inc.
  • BofA 麻豆传媒 Prime, Inc.
中国银行股份有限公司
  • 中银国际亚洲有限公司
  • 中银国际证券有限公司
  • 中銀國際金融产物有限公司
Barclays PLC
  • Barclays Bank PLC
  • Barclays Capital 麻豆传媒 Limited
  • Barclays Capital Inc.
  • Barclays Capital Asia Limited
  • Barclays Bank Ireland PLC
BNP Paribas
  • Global Equities Division of BNP Paribas Financial Markets
  • Global Markets Division of BNP Paribas SA
    (formerly known as Global Equities Division and the Fixed Income Division of BNP Paribas SA)
  • Global Equities Division of BNP Paribas 麻豆传媒 (Asia) Limited
    (formerly known as Equities Cash Asia Division of BNP Paribas 麻豆传媒 (Asia) Limited)
  • Global Equities Division of BNP Paribas Issuance B.V.
  • Wealth Management Division of BNP Paribas SA
  • 麻豆传媒 Services Division of BNP Paribas SA
  • BNP Paribas Prime Brokerage International, Ltd
  • Global Markets Division of BNP Paribas 麻豆传媒 Corporation
CICC Group
  • China International Capital Corporation Hong Kong 麻豆传媒 Limited
  • CICC Financial Products Ltd.
  • CICC Financial Trading Limited
  • CICC Commodity Trading Limited
  • CICC Customer Trading Limited
  • CICC Wealth Investment Limited
  • China International Capital Corporation Limited
  • 中金浦成投资有限公司(CICC Pucheng Investment Co., Ltd.)
  • China CICC Wealth Management 麻豆传媒 Company Limited
CITIC 麻豆传媒 Company Limited

  • CLSA Limited
  • CLSA Global Markets Pte Limited
  • CLSA Singapore Pte Limited
  • CLSA Capital Limited
  • CITIC 麻豆传媒 International Global Markets Limited
  • CITIC Securites International Capital Management Limited
  • CSI Financial Products Limited
  • CITIC 麻豆传媒 Brokerage (HK) Limited
  • CITIC 麻豆传媒 Company Limited
  • CITIC 麻豆传媒 Capital Management Company Limited
Citigroup
  • Citigroup Global Markets Limited
  • Citigroup Global Markets Inc.
  • Citicorp International Limited
  • Citibank, N.A.
  • Citigroup Global Markets Asia Limited
  • Citigroup Global MarketsHong Kong Limited
  • Citigroup Global Markets Europe AG
Daiwa Group
  • Daiwa 麻豆传媒 Co. Ltd.
    (formerly known as Daiwa 麻豆传媒 Capital Markets Co., Ltd.)
    (and further formerly known as Daiwa 麻豆传媒 SMBC Co., Ltd.)
  • Daiwa Capital Markets Europe Limited
    (formerly known as The Derivatives, Fixed Income and Equity Divisions of Daiwa 麻豆传媒 SMBC Europe Limited)
    (and further formerly known as Daiwa 麻豆传媒 SMBC Europe Limited)
  • Daiwa Capital Markets Hong Kong Limited
    (formerly known as Daiwa 麻豆传媒 SMBC Hong Kong Limited)
  • Daiwa Capital Markets Trading Hong Kong Limited
DBS Group
  • DBS Bank Ltd.
  • DBS Asia Capital Limited
  • DBS Bank (China) Limited
  • DBS Bank (Hong Kong) Limited
  • DBS Bank (Taiwan) Ltd
  • DBS Trustee Limited
  • PT Bank DBS Indonesia
  • DBS Vickers 麻豆传媒 (Singapore) Pte Ltd
  • DBS Vickers (Hong Kong) Ltd
  • DBS Vickers 麻豆传媒 (Thailand) Co Ltd
  • DBS Vickers 麻豆传媒 (USA), Inc.
  • PT DBS Vickers Sekuritas Indonesia
  • DBS 麻豆传媒 (Japan) Company Limited
  • DBS Bank India Limited
 Deutsche Bank AG
  • Deutsche Bank AG, Hong Kong Branch
  • Deutsche Bank AG, Singapore Branch
  • Deutsche Bank AG
  • Deutsche Bank AG, Frankfurt Branch
  • Deutsche Bank 麻豆传媒 Inc.
  • Deutsche Bank Trust Company Americas
  • Deutsche Bank National Trust Company
  • Deutsche Bank Trust Company, National Association
  • Deutsche Bank AG, London Branch
  • Deutsche Bank (Suisse) S.A.
  • Deutsche Bank Luxembourg S.A.
  • DB UK Bank Limited
  • Deutsche Bank AG, Brussels Branch
  • Deutsche Bank Sociedad Anónima Española Unipersonal
  • Deutsche Bank S.p.A    
  • Deutsche Bank AG, Sydney Branch
 
Goldman Sachs
  • Goldman Sachs (Asia) L.L.C.
  • Goldman Sachs (Asia) Finance
  • Goldman Sachs International
  • Goldman Sachs & Co. LLC
  • Goldman Sachs Japan Co., Ltd.
  • Goldman Sachs Structured Products (Asia) Limited
  • Goldman Sachs (Asia) 麻豆传媒 Limited
  • Goldman Sachs Bank Europe SE
  • Goldman Sachs (China) 麻豆传媒 Company Limited 
    (formerly known as Goldman Sachs Gao Hua 麻豆传媒 Company Limited)

HSBC Group

  • Global Markets of HSBC Bank plc
  • Global Markets of The Hongkong and Shanghai Banking Corporation Limited
  • Private Banking Division of The Hongkong and Shanghai Banking Corporation Limited
  • HSBC Broking 麻豆传媒 (Asia) Limited
  • Hang Seng Bank Limited
JPMorgan Group
  • Global Equities Division(including Prime Finance) of JPMorgan Group
  • Agency Lending of JPMorgan Group
Macquarie Group
  • Macquarie Bank Limited
  • Macquarie Capital Limited
    (formerly, Macquarie Capital 麻豆传媒 Limited)
  • Macquarie Capital 麻豆传媒 (Singapore) Pte Limited
  • Macquarie Emerging Markets Asian Trading Pte. Limited
Morgan Stanley Group
  • Morgan Stanley Asia Limited
  • Morgan Stanley & Co., International plc
  • Morgan Stanley & Co. LLC
  • Morgan Stanley Hong Kong 麻豆传媒 Limited
  • Morgan Stanley Capital Services LLC
  • Morgan Stanley Asia 麻豆传媒 Products LLC
  • Morgan Stanley Asia Products Limited
  • Morgan Stanley B.V.
  • Morgan Stanley France S.A.
  • Morgan Stanley Europe S.E.
  • Morgan Stanley Bank, N.A.
Nomura Group
  • International Wealth Management Division of Nomura International (Hong Kong) Limited
  • Global Markets Division of Nomura International (Hong Kong) Limited
  • Nomura International plc
  • Nomura Singapore Limited
  • Nomura Financial Products & Services, Inc.
  • Nomura 麻豆传媒 (Bermuda) Limited
  • Nomura International Funding Pte Ltd.
  • Nomura Financial Products Europe GmbH
  • Nomura Bank International plc
Standard Chartered Bank
  • Standard Chartered Bank
  • Standard Chartered Bank, Singapore Branch
  • Standard Chartered Bank (Hong Kong) Limited
  • Standard Chartered 麻豆传媒 (Hong Kong) Limited
  • Standard Chartered Bank (Singapore) Limited
UBS Group AG
  • UBS AG (Hong Kong Branch, Singapore Branch, London Branch, Australian Branch and Zurich)
  • UBS 麻豆传媒 LLC
  • UBS Switzerland AG
  • UBS Europe SE
  • UBS 麻豆传媒 Hong Kong Limited 
  • Credit Suisse (Hong Kong) Limited
  • Credit Suisse 麻豆传媒 (Hong Kong) Limited
  • Credit Suisse (Singapore) Limited
  • Credit Suisse International
  • Credit Suisse 麻豆传媒 (USA) LLC


最後更新日期: 2024年12月10日

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