證監會對中介人採取成效為本的监管方针，重點監察其業務操守及財政穩健程度。具體而言，我們致力：
證監會的規管方針建基於以下原则：中介人對其業務活动負有主要責任，而中介人的高級管理層有責任妥善管理公司的業務活动和當中涉及的風險。
如欲深入了解本會的角色、监管方针和理念，請參閱《中介人规管架构》，以及详述监管工作细节的《對中介人的监管方针》。
最後更新日期: 2016年4月5日
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