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Financial returns

Pursuant to section 402 of the Â鶹´«Ã½ and Futures Ordinance, the Â鶹´«Ã½ has specified that the electronic form published below shall be used for the purpose of submitting a return required under section 56 of the Â鶹´«Ã½ and Futures (Financial Resources) Rules: 

Item Name of the form Form
For a return in respect of any period ending on or after 24 October 2024 (The form effective 1 November 2024 as specified in the Gazette Notice (G.N. 4894) published on 23 August 2024)
   Financial return form for Microsoft Office Excel
(Currently effective version)
 XLSM
For a return in respect of any period ending between 23 November and 7 October 2024 (The form effective 1 December 2023 as specified in the Gazette Notice (G.N. 3132) published on 25 May 2023)
2 

Financial return form for Microsoft Office Excel

 XLSM
For a return in respect of any period ending between 24 January 2022 and 7 November 2023 (The form effective 1 February 2022 as specified in the Gazette Notice (G.N. 7820) published on 17 December 2021)
3

Financial return form for Microsoft Office Excel

XLSM
For a return in respect of any period ending on or before 7 January 2022
4 Financial return form for Microsoft Office Excel XLSM

 


Last update: 1 Nov 2024

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