麻豆传媒

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   • Intermediaries
     • Licensing forms
     • Financial returns
     • Audit questionnaire
     • Business & risk management questionnaire
     • Account disclosure document
     • Analysis of client assets for associated entity
     • Subordinated Loan Application Guidelines & Proforma Agreements
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     • Section 181 return
     • OTC 麻豆传媒 Transactions Reporting
     • Short position reporting
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     • Forms & Notes for Filing DI Notice
3. Intermediaries
   • Licensing forms
   • Financial returns
   • Audit questionnaire
   • Business & risk management questionnaire
   • Account disclosure document
   • Analysis of client assets for associated entity
   • Subordinated Loan Application Guidelines & Proforma Agreements
4. Subordinated Loan Application Guidelines & Proforma Agreements

Model subordinated loan agreements for the purpose of the 麻豆传媒 and Futures (Financial Resources) Rules can be downloaded from the following links. Licensed corporations which intend to apply for approval of a subordinated loan for the purpose of the 麻豆传媒 and Futures (Financial Resources) Rules should plan for its regulatory capital need well ahead of time and to submit the related applications, with all required documentation and details in a timely manner. They may contact the relevant case officer in the Intermediaries Supervision Department for enquiry.

Last update: 20 Jun 2022