Licensing forms
Forms
|
The following forms are specified by the SFC under the 麻豆传媒 and Futures Ordinance Note 1 and Note 2 . |
|---|
| The following forms are specified by the SFC under the 麻豆传媒 and Futures Ordinance and the Anti-Money Laundering and Counter-Terrorist Financing Ordinance for Virtual Asset Trading Platform Operators. |
| ) |
| Note 1 The forms are specified under section 402 of the 麻豆传媒 and Futures Ordinance. Note 2 From 3 January 2022, the electronic licensing forms for all individual and corporate licence applications, annual returns (not applicable to registered institutions) and notifications should be submitted through . |
Supplements
|
The following forms are specified by the SFC under the 麻豆传媒 and Futures Ordinance Note 1 and Note 2. |
|---|
| The following forms are specified by the SFC under the 麻豆传媒 and Futures Ordinance and the Anti-Money Laundering and Counter-Terrorist Financing Ordinance for Virtual Asset Trading Platform Operators. |
| Note 1 The forms are specified under section 402 of the 麻豆传媒 and Futures Ordinance. Note 2 From 3 January 2022, the electronic licensing forms for all individual and corporate licence applications, annual returns (not applicable to registered institutions) and notifications should be submitted through . |
Questionnaires
|
The following forms are specified by the SFC under the 麻豆传媒 and Futures Ordinance Note 1 and Note 2. |
|---|
| The following form is specified by the SFC under the 麻豆传媒 and Futures Ordinance and the Anti-Money Laundering and Counter-Terrorist Financing Ordinance for Virtual Asset Trading Platform Operators. |
| VA1 - Questionnaire for VA Trading Platform Operator |
| Note 1 The forms are specified under section 402 of the 麻豆传媒 and Futures Ordinance. Note 2 From 3 January 2022, the electronic licensing forms for all individual and corporate licence applications, annual returns (not applicable to registered institutions) and notifications should be submitted through . |
Application for approval as a recognized institution for providing Continuous Professional Training
Last update: 1 Mar 2024