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問1 : 平台营运者应如何準备适当的后备设施,令平台营运者可在紧急情况下继续提供其交易服务或有关执行交易指示的替代安排?

答: 平台营运者应考虑事先準备好与交易系统进行镜像同步的伺服器及设备方案。就妥為配置这些系统所需的重要数据备份亦应可随时取览,以便在紧急情况下进行检索。

(主要参考:《虚拟资产交易平台指引》第12.18(b)段)

問2 : 如出现重大系统故障,平台营运者应在多久之内纠正有关情况或恢復服务,并在系统復原后确保数据的完整性?

答:

平台营运者应尽快并无论如何在故障发生后的12小时内恢復其交易及託管服务(包括在必要时全面啟动其应变计划)。如平台营运者直接或间接(例如透过其他持牌法团)向零售客户提供服务,有关的恢復时间应该更短。

此外,平台營運者應有適當的數據备份,以確保平台營運者為每名客戶持有的客戶虚拟资产備存準確紀錄。交易及客戶虚拟资产數據(例如關鍵數據庫的截圖)應可随时取览,以便将生产系统復原至其最新状态。因此,除每日的離線备份外,交易及客戶虚拟资产數據一經產生便應即時進行备份(例如透過採用實時數據鏡像技術),以確保在必要時能及時復原數據。

(主要参考
《虚拟资产交易平台指引》第12.17及12.20段)

最後更新日期: 2023年5月31日

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