《证券及期货条例》第34条禁止任何人在未經證監會授權或無合理辯解下，使用或採用若干稱銜（或與之相似的稱銜）。任何違規行為都可構成《證券及期貨條例》下的罪行。第34條禁止的特定稱銜（受限制称衔）载列如下：
| 受限制的英文称衔 | 受限制的中文称衔 |
| “stock exchange” “stock market” “commodity exchange” “futures exchange” “futures market” “unified exchange” “united exchange” |
&濒诲辩耻辞;证券交易所&谤诲辩耻辞; &濒诲辩耻辞;股票交易所&谤诲辩耻辞; “證券市场” “股票市场” &濒诲辩耻辞;商品交易所&谤诲辩耻辞; &濒诲辩耻辞;期货交易所&谤诲辩耻辞; “期貨市场” &濒诲辩耻辞;联合交易所&谤诲辩耻辞; |
一般来说：
第34條的目的在於保護投資者免被誤導或混淆視聽，令他們誤以為藉有關名稱來進行的業務或活动，會如受到證監會規管的交易所般營運。如有任何相關疑問，請發送電郵至enquiry@sfc.hk联络证监会。
一般来说，证监会只会在下述情况下根据第34条授予批准：
任何人如欲申请第34条下的批准，在提交任何申请前应先发送电邮至enquiry@sfc.hk聯絡證監會，或與你在證監會就任何相關進行中的申請、通知或监管事宜的聯絡人聯繫。
一般来说，申请将需包括以下资料：
最後更新日期: 2024年12月30日
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